Form: 10-K

Annual report [Section 13 and 15(d), not S-K Item 405]

Exhibit 12.1

 

PRUDENTIAL FINANCIAL, INC.

RATIO OF EARNINGS TO FIXED CHARGES

 

     For the Year Ended December 31,

     2004

   2003

   2002

    2001

    2000

     ($ millions)

Earnings:

                                    

Income (loss) from continuing operations before income taxes, extraordinary gain on acquisition and cumulative effect of accounting change

   $ 3,287    $ 1,979    $ 82     $ (125 )   $ 675

Undistributed income (loss) of investees accounted for under the equity method

     196      119      (37 )     29       25

Interest capitalized

     —        —        8       6       —  
    

  

  


 


 

Adjusted earnings

     3,091      1,860      111       (160 )     650
    

  

  


 


 

Add fixed charges:

                                    

Interest credited to policyholders’ account balances

     2,334      1,830      1,846       1,804       1,751

Gross interest expense (1)

     492      403      435       653       1,056

Interest component of rental expense

     66      103      150       173       166
    

  

  


 


 

Total fixed charges

     2,892      2,336      2,431       2,630       2,973
    

  

  


 


 

Total earnings plus fixed charges

   $ 5,983    $ 4,196    $ 2,542     $ 2,470     $ 3,623
    

  

  


 


 

Ratio of earnings to fixed charges (2)

     2.07      1.80      1.05       —         1.22
    

  

  


 


 


(1) Includes interest expense of securities businesses reported in “Net investment income” in the Consolidated Statements of Operations, capitalized interest and amortization of debt discounts and premiums.

 

(2) Due to the Company’s loss in 2001, the ratio coverage was less than1:1. Additional earnings of $160 million would have been required in 2001 to achieve a ratio of 1:1.