SCHEDULE I - SUMMARY OF INVESTMENTS OTHER THAN INVESTMENTS IN RELATED PARTIES
Published on
Exhibit 99.4
PRUDENTIAL FINANCIAL, INC.
Summary of Investments Other Than Investments in Related Parties
As of December 31, 2007 (in millions)
| Type of Investment |
Cost(1) | Value | Amount at which shown in the Balance Sheet | ||||||
| Fixed maturities, available for sale: |
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| Bonds: |
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| United States Government and government agencies and authorities |
$ | 5,829 | $ | 6,498 | $ | 6,498 | |||
| States, municipalities and political subdivisions |
864 | 920 | 920 | ||||||
| Foreign governments |
27,214 | 28,066 | 28,066 | ||||||
| Asset-backed securities |
21,554 | 20,459 | 20,459 | ||||||
| Residential mortgage-backed securities |
12,335 | 12,454 | 12,454 | ||||||
| Commercial mortgage-backed securities |
10,847 | 10,949 | 10,949 | ||||||
| Public utilities |
15,505 | 15,928 | 15,928 | ||||||
| Convertibles and bonds with warrants attached |
1 | 1 | 1 | ||||||
| All other corporate bonds |
65,949 | 66,844 | 66,844 | ||||||
| Redeemable preferred stock |
39 | 43 | 43 | ||||||
| Total fixed maturities, available for sale |
$ | 160,137 | $ | 162,162 | $ | 162,162 | |||
| Fixed maturities, held to maturity: |
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| Bonds: |
|||||||||
| Foreign governments |
$ | 888 | $ | 892 | $ | 888 | |||
| Asset-backed securities |
649 | 658 | 649 | ||||||
| Residential mortgage-backed securities |
1,213 | 1,200 | 1,213 | ||||||
| Commercial mortgage-backed securities |
9 | 9 | 9 | ||||||
| All other corporate bonds |
789 | 784 | 789 | ||||||
| Total fixed maturities, held to maturity |
$ | 3,548 | $ | 3,543 | $ | 3,548 | |||
| Equity securities: |
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| Common Stocks: |
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| Public utilities |
$ | 276 | $ | 317 | $ | 317 | |||
| Banks, trust and insurance companies |
602 | 617 | 617 | ||||||
| Industrial, miscellaneous and other |
6,062 | 6,679 | 6,679 | ||||||
| Nonredeemable preferred stocks |
955 | 967 | 967 | ||||||
| Total equity securities, available for sale |
$ | 7,895 | $ | 8,580 | $ | 8,580 | |||
| Trading account assets supporting insurance liabilities(2)(3) |
$ | 14,473 | $ | 14,473 | |||||
| Other trading account assets(2) |
3,163 | 3,163 | |||||||
| Commercial loans(4) |
30,047 | 30,047 | |||||||
| Policy loans |
9,337 | 9,337 | |||||||
| Securities purchased under agreements to resell |
129 | 129 | |||||||
| Short-term investments |
5,237 | 5,237 | |||||||
| Other long-term investments |
6,431 | 6,431 | |||||||
| Total investments |
$ | 240,397 | $ | 243,107 | |||||
| (1) | Original cost of equities reduced by impairment and, as to fixed maturities, original cost reduced by repayments and impairments and adjusted for amortization of premiums and accretion of discounts. |
| (2) | At fair value. |
| (3) | See Note 4 to Consolidated Financial Statements for the composition of the Company’s “Trading account assets supporting insurance liabilities.” |
| (4) | Includes collateralized mortgage loans of $28,761 million and uncollateralized loans of $1,286 million. |
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